Fund Summary

Ticker Symbol

RISE

Inception Date

02/19/2015

Management Fee

0.50%*

IOPV Ticker Symbol

RISE.IV

CUSIP

26923H101

ISIN

US26923H1014

Listed Stock Exchange

NYSE Arca

Index Ticker Symbol-Bloomberg

RISEBP

Index Ticker Symbol-Reuters

.RISEBP

Shares Outstanding

.

Assets Under Management

Target Duration

-10 years

Marginable

YES

Short Selling

YES

Options

NO

* Does not include related fees paid by the fund which are capped at 1.00%

Sit Rising Rate ETF

RISE is a strategic interest rate-hedging tool that gives investors the opportunity to benefit from the rise in the interest rates of U.S. Treasury notes. The portfolio targets a negative 10-year duration using futures and options on 2, 5 and 10-year maturity Treasury futures contracts.

Fund Prices as of

Fund Symbol NAV NAV Price Change Market Price Close Market Price Change Premium/
Discount
Sit Rising Rate ETF RISE

View Premium/Discount Chart

Month End Performance as of

  Cumulative Annualized
  1 Month 3 Month YTD Since Inception 1 Year 3 Year 5 Year Since Inception
NAV %
Market Value %

Quarter End Performance as of

  Cumulative Annualized
  1 Month 3 Month YTD Since Inception 1 Year 3 Year 5 Year Since Inception
NAV %
Market Value %

The performance quoted represents past performance, does not guarantee future results and current performance may be lower or higher than the data quoted.

Fund Holdings as of

Name Ticker Contracts Held Market Value USD

Holdings subject to change.

An investment in the Fund involves risk. As with any investment, you could lose all or part of your investment in the Fund, and the Fund’s performance could trail that of other investments. The Fund is subject to principal risks which may adversely affect the Fund’s NAV, trading price, yield, total return and ability to meet its investment objective. The use of derivatives and/or short positions, such as futures and options, generally are volatile and are not suitable for all investors.

The Fund is not a mutual fund or any other type of investment company within the meaning of the Investment Company Act of 1940, as amended, and is not subject to regulation thereunder.

Investments in debt securities typically decrease in value when interest rates rise, however, the Fund attempts to maintain a portfolio with a negative effective duration and therefore anticipates that an increase in interest rates may increase the Fund’s value, and a decrease in rates may lower the Fund’s value. The NAV of the Fund’s shares relates directly to the value of U.S. Treasuries and Treasury Instruments held by the Fund which are materially impacted by interest rate movements. The magnitude of the impact on value from a change in interest rates is often greater for longer-term fixed income securities than shorter-term securities.

You should carefully consider whether your financial condition permits you to participate in a commodity pool. In doing so, you should be aware that commodity interest trading can quickly lead to large losses as well as gains. Such trading losses can sharply reduce the net asset value of the pool and consequently the value of your interest in the pool. In addition, restriction on redemptions may affect your ability to withdraw your participation in the pool.

Further, commodity pools may be subject to substantial charges for management, advisory and brokerage fees. It may be necessary for those pools that are subject to these charges to make substantial trading profits to avoid depletion or exhaustion of their assets.

Download All Holdings (.csv)

Yield

Distribution Frequency Monthly

ETF Managers Capital, LLC  is the sponsor and investment manager to the fund.  ETF Managers Capital, LLC, is registered with the Commodity Futures Trading Commission as a “commodity pool operator” and a member of the National Futures Association.

Sit Fixed Income Advisors II, LLC (“Sit Advisors”) is registered as a “commodity trading advisor” and will act as such for the Fund.  Sit Advisors is a subsidiary of Sit Investment Associates, Inc. (“Sit”).  Sit is a full product global asset manager offering management expertise in domestic equities, international equities and fixed income instruments.

ISE ETF Ventures © and SG Americas Securities, LLC © are registered trademarks of the International Securities Exchange Holdings, Inc. and Societe Generale S.A., respectively, and have been approved for informational purposes only.

Carefully consider the Fund’s investment objectives, risk factors, charges, and expenses before investing. This material must be accompanied or preceded by a prospectus. Please read the prospectus carefully before investing.

Past performance does not guarantee future results. 

An investment in the Fund involves risk. As with any investment, you could lose all or part of your investment in the Fund, and the Fund’s performance could trail that of other investments. The Fund is subject to principal risks which may adversely affect the Fund’s NAV, trading price, yield, total return and ability to meet its investment objective. The use of derivatives and/or short positions, such as futures and options, generally are volatile and are not suitable for all investors. The Fund is speculative and involves a high degree of risk. An investor may lose all or substantially all of an investment in the Fund. Shares of the Fund are not FDIC insured, may lose value and have no bank guarantee.

The Fund is not a mutual fund or any other type of investment company within the meaning of the Investment Company Act of 1940, as amended, and is not subject to regulation thereunder.

Investments in debt securities typically decrease in value when interest rates rise, however, the Fund attempts to maintain a portfolio with a negative effective duration and therefore anticipates that an increase in interest rates may increase the Fund’s value, and a decrease in rates may lower the Fund’s value. The NAV of the Fund’s shares relates directly to the value of U.S. Treasuries and Treasury Instruments held by the Fund which are materially impacted by interest rate movements. The magnitude of the impact on value from a change in interest rates is often greater for longer-term fixed income securities than shorter-term securities.

You should carefully consider whether your financial condition permits you to participate in a commodity pool. In doing so, you should be aware that commodity interest trading can quickly lead to large losses as well as gains. Such trading losses can sharply reduce the net asset value of the pool and consequently the value of your interest in the pool. In addition, restriction on redemptions may affect your ability to withdraw your participation in the pool.

Further, commodity pools may be subject to substantial charges for management, advisory and brokerage fees. It may be necessary for those pools that are subject to these charges to make substantial trading profits to avoid depletion or exhaustion of their assets.

ETF Managers Group LLC is the investment adviser to the fund. The fund is distributed by ETFMG Financial LLC. ETF Managers Group LLC and ETFMG Financial LLC are wholly owned subsidiaries of Exchange Traded Managers Group LLC (collectively, “ETFMG”).